Comptroller's Office

FINANCIAL CONTROLS

SERVICES:

• Provide guidance and education on financial controls
• Consult with departments regarding processes and best practices
• Assist departments with completion of controls and policy self assessments
• Review processes and procedures to ensure they meet NAU Comptroller Financial Policies and Procedures
• Suggest process changes to increase operational efficiency
• Review University responses and follow-up actions on audit recommendations

ABOR Internal Control Policy 6-711

INTERNAL CONTROLS PRIMER

An overview on the basics of internal controls

CONTROLS AND POLICY SELF ASSESSMENT QUESTIONNAIRES

Questionnaires designed to assist departments in a self evaluation of business processes

HISTORY OF THE FINANCIAL CONTROLS OFFICE

Brief overview of creation of the Financial Controls office

CONTACT FINANCIAL CONTROLS:

Wendy Swartz, Assistant Comptroller – Financial Controls

928-523-6081

PO Box 4069

Flagstaff, AZ 86011-4069

wendy.swartz@nau.edu

LINKS:

NAU Police Department

Report a Crime

NACUBO Sarbanes Oxley Best Practices Checklist